Compliance Analyst

The Company
A well established Asset Management Company has an exciting role for a Compliance Analyst to join their London based team. Reporting to the Senior Compliance Manager you will be an important part of this booming Compliance team.

The Role
The main purpose of this role is to utilise the Charles River Compliance system for regulatory and investment guideline monitoring on both a pre- & post trade basis. You would also be responsible for reviewing exceptions generated by the systems and liaising with the investment professionals, Client Service staff & other areas of the business to establish whether breaches of client investment agreements have occurred.

The benefits
The right candidate will have previous experience within a Compliance role of an Asset/ Investment Management company and have Strong experience in using Charles River or equivalent Guideline Monitoring System, for guideline coding, testing and monitoring. This is an excellent opportunity for the right candidate to join a well established team in an interesting and varied role with the opportunity to progress in your career in a company that offer competitive salaries and excellent company benefits.

FSA1003-54 -Compliance Analyst is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners, sales support, T&C etc. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.

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