Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/11748c£60k | Location: London | Sector: Securities & Wholesale BankingInvestment Banking/Stockbroking | Published: March 11th 2010 | <p><strong>City</strong></p> <p><strong>£60k + bens</strong></p> <p><strong>Compliance Manager (Policy/Terms of Business)</strong></p> <p>My client is a first rate global investment bank.</p> <p>The successful incumbent will support the ongoing operation of the Central Compliance team. The core activities of the Central Compliance team in London impacting on the employee will include:</p> <ul> <li>Handling terms of business and other related correspondence from counterparties, and liaising with the Law department as necessary on matters requiring their input (approx 30-40% of role but may be higher in peak periods)</li> <li>Providing technical analysis and support to the Head of Central Compliance on matters impacting the team, in particular relating to Transaction Reporting, Client Classification, Client Assets/Monies, Record Retention, Approved Persons, etc </li> <li>Drafting and maintaining, as required, Compliance Policies and procedures which pertain to Central Compliance</li> <li>Assist the Head of Central Compliance with the production and enhancement of concise and high quality internal (Head Office/ Board reports) and external reporting (FSA etc)</li> </ul> <p>Required:</p> <ul> <li>A broad knowledge of the UK regulatory framework including an excellent understanding of the FSA Conduct of Business and Market Abuse rules.</li> <li>Ability and willingness to accept accountability, demonstrate initiative, work with limited direct supervision and support effective cross-unit co-operation, information sharing etc</li> </ul> <p>For more information on this role please send a CV to cbrowne@jmagill.com or call Catriona Browne directly on 0207 614 7691</p> <p> </p>