Head of Compliance

An exciting opportunity has arisen to join an established and profitable financial services group, headquartered in London with global operations across Asset Management, Structured Products and Commodities as head of Compliance

Reporting to the Chief Executive Officer, the role is responsible for defining the strategy for compliance so that it supports the Company's overall strategic direction and for supporting the management and the business on day to day compliance, this includes a full review of all policies and procedures, providing advice on proposed new business, regulatory changes and business critical issues. Additionally the role covers more routine issues such as monitoring and account opening

Key responsibilities include:

• leading the delivery and development of the daily monitoring of the control of transactions for all assets both internally and externally managed.
• managing a small compliance team
• overseeing regular risk and compliance reports for users at all levels
• managing and coordinating compliance training for all staff
• providing advice and guidance on on-going compliance procedures, specific compliance checks, findings and investigations

You:

This is likely to appeal to someone with extensive experience in a similar role within the investment management industry with a particular interest in alternative asset management. Experience of reviewing and recommending new strategies and experienced of implementing new processes coupled with excellent interpersonal and communication skills and self motivation will enable you to make an immediate impact in this high profile role.

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