Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/1176240 - 45 Yearly | Location: City of London | Sector: Compliance & Regulation | Published: March 11th 2010 | My company, a global asset management company are looking to bring on in a temporary capacity, a Compliance Analyst within their Investment Guideline Monitoring team. <br/> <br/>The Asset Management business offers products across the full spectrum of investment classes, ranging from equities, fixed income and multiple-asset class products to alternative investments such as real estate, hedge funds, private equity and volatility management. <br/> <br/>The Investment guideline Monitoring department is a service-orientated department providing support and advice to the business regarding legal and regulatory issues and acting as an independent control oversight. The Department reports and operates independently of the business. The Investment Guideline Monitoring teams cover areas including giving advice on the application and interpretation of the FSA Rules, Anti-Money Laundering surveillance, monitoring adherence to investment restrictions contained in client agreements, reputational risk matters and developing and implementing Compliance Monitoring Programmes. <br/> <br/>The main responsibilities of a Compliance Analyst will be <br/> -This is a BAU role responsible for guideline monitoring for Equities in London, using a variety of systems, including Charles River Compliance system (CRD). <br/> -Investigate and resolve pre-trade requests from Equity portfolio managers and traders. <br/> -Modify rules as required by guideline change requests. <br/> -Setup and code new mandates as required. <br/> -Investigate (data and rules) overnight breach incident reports. <br/> <br/>The ideal candidate for Compliance Analyst will be someone that is Ability to operate effectively with business and technology, a clear and open communicator who builds confidence and trust and is able to communicate difficult functional issues. You should have the ability to operate in a diverse team consisting of permanent employees, delivery partners and contractors. <br/>You will ideally for the role of Compliance Analyst have a detailed knowledge of the Charles River compliance product, good asset management knowledge, specifically around Investment Guideline Monitoring, have a good understanding of the major regulatory jurisdictions applicable to Asset Management have possess proven knowledge of the major investment asset classes (specifically Equities, FX, Cash, Equity Derivatives). <br/>If you are interested in applying for this exciting role of Compliance Analyst, please apply in writing via the website. <br/> <br/> <br/>Joslin Rowe - Winner of 4 UK Recruiter Awards including Best Accountancy/Financial Recruitment Firm and Best Office Support Agency. <br/>Joslin Rowe is a Randstad company. Joslin Rowe Temporaries Ltd encourages applications from individuals from all backgrounds but candidates must be able to demonstrate their ability to work in the UK. Joslin Rowe Temporaries Ltd is acting as an Employment Agency in relation to this vacancy.