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Compliance Officer

The Company
A well known and highly respected Investment Bank have an exciting opportunity for a Compliance Officer to join their London based Company.

The Role
The main purpose of the role will be to execute the Banks monitoring programme and deal with day to day compliance matters.
The main duties of the role will include:
Presenting monitoring results to the Head of Compliance and Senior Managers and make suggestions to improve procedures.
Conduct monitoring of the adherence of compliance procedures, through the global monitoring programme
Assist with the updating and maintenance of compliance procedures as necessary

The benefits
The right candidate will have previous experience of working within the Compliance department of an Investment Bank or M&A environment and excellent understanding of the FSA regulations surrounding this industry, This is an excellent opportunity for the right candidate to join a well established Investment Bank in a varied and interesting role and be offered a competitive salary and excellent Company benefits.

FSA1003-47 - Compliance Officer is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include employee benefits, compliance, pensions, group risk, paraplanners, sales support, T&C etc. We predominately focus on London, Surrey, Sussex and Kent, although we have also been highly successfully in offering national solutions.

Due to the high amount of interest that we receive for each of our roles unfortunately we cannot respond to each application individually, therefore if you do not hear back from one of our consultants you have not been shortlisted for this role. Please continue to check our website www.alexanderlloyd.co.uk for any other roles which may be of interest.

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