Senior Global Compliance Monitoring Officer

Reporting directly into the global head of compliance monitoring, this opportunity is a mixture of both monitoring strategy and hands on desk reviews. The client is looking for a genuinely self motivated, confident individual who can undertake occasional international work as part of the role with the main focus being in London. You will get genuine buy-in from the business working in a positive, friendly, highly respected bank.

Responsibilities:

Execute Compliance Monitoring reviews working either as part of a team or independently. This will include:

• analysing relevant regulatory requirements,
• determining how they apply to the Business under review,
• developing Compliance Monitoring review programs,
• testing the adequacy and effectiveness of the control framework,
• working with the Business/Compliance to ensure that issues have been correctly identified and remediation plans have been agreed,
• documenting the results in a formal report,
• preparation of work papers to support the review work performed and the conclusions reached as well as following up on corrective actions to ensure issues have been appropriately addressed.
• Work with International global network of Compliance Officers and prepare regular updates for progress against Compliance Monitoring plans, reports published, key issues identified and status of corrective actions;
• Deputise for the Global Head of Compliance Monitoring

Your skills/knowledge:

• Initiative, drive and ability to work independently
• Strong report writing skills
• Good interpersonal skills
• Strong Excel and Word skills
• Audit or Compliance Monitoring experience preferred
• Experience in Investment Banking preferred, particularly Global Markets and Commodities
• Experience in management reporting

To apply, please send your CV to Mark Holmes: mark@holmessearch.co.uk. Job Ref: GCMO-D1. Telephone: 01732 746683

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