Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobEMEA Head of Control Room http://www.complinet.com/recruitmentjobs/job/details/id/11804100000 - 125000 Hourly | Location: City of London | Sector: Compliance & RegulationSecurities & Wholesale BankingInvestment Banking/Stockbroking | Published: March 15th 2010 | TOP TIER IB ARE RECRUITING FOR A HEAD OF CONTROL ROOM Core Responsibilities Include: Manage the Control Room to ensure that appropriate controls are in place in relation to confidential information flows within Corporate Markets (Insider Dealing, Conflicts of Interest, Watch/Restricted/Grey lists, Non-disclosure agreements, Chinese walls and any other applicable requirements) * Ensure that Investment Research and Takeover Panel requirements are understood within the business and that processes and controls are in place to meet those requirements. * Ensure that appropriate advice and guidance is provided to the business to ensure that processes and controls are in place in relation to confidential information flows. * Ensure that effective monitoring and control systems are in place in order that all compliance related issues are readily identified and remedial actions implemented in order to minimise risk. * Ensure that appropriate advice, guidance, direction and interpretation is provided to the business with regards to Control Room issues. * Develop relationships at a senior level across the designated areas of the business. * Define and implement a proactive compliance training programme to ensure that staff are aware of their respective responsibilities in relation to control room requirements. * Manage, motivate, develop and appraise direct reports to ensure that their performance meets the present and future needs of the business. * Provide support to Senior Management in the interpretation of regulatory changes and their likely impact on Control Room processes, procedures, controls and products. * When required initiate/manage compliance related projects ensuring these are delivered on time and to specification. Hays City is a trading division of Hays Specialist Recruitment Limited and acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk