Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/11806Up to 90k + good benefits | Location: City of London | Sector: Securities & Wholesale BankingFund/Asset ManagementInvestment Banking/Stockbroking | Published: April 16th 2010 | <p> </p> <p><strong>JMEWPBA</strong></p> <p><strong> </strong></p> <p><strong>City </strong></p> <p><strong> </strong></p> <p><strong>Up to 90k + good benefits </strong></p> <p><strong> </strong></p> <p><strong>Compliance Officer - Leading Private Bank</strong></p> <p><strong> </strong></p> <p><strong> </strong></p> <p>A leading Private Banking institution is looking to hire a senior compliance individual to carry out the following duties:</p> <p><strong> </strong></p> <ul> <li>Assess and analyse Compliance and Regulatory issues.</li> <li>Assess and analyse the impact of proposed new products, services and procedures.</li> <li>Assist business management in the development of policies and procedures designed to achieve and ensure compliance with firm and regulatory requirements; Provide clear advice on the application of UK, MiFID and US rules (where applicable) and firm policy.</li> <li>Work with global and regional compliance management.</li> <li>Identify, investigate potential rule and policy breaches, conduct investigations, coordinating corrective action with other control functions as necessary/required.</li> <li>Keep abreast of industry trends and "hot issues" and anticipate areas of focus and attention of regulators, keeping business management and Compliance colleagues informed.</li> <li>Work with Legal & Compliance colleagues, initiate ongoing discussions with regulators to effect outcome of proposed regulations.</li> </ul> <p> </p> <p>Candidate:</p> <p> </p> <ul> <li>Proven experience working in a similar role. </li> <li>Detailed working knowledge of Investment Banking products and alternative investments. </li> <li>Previous work experience in Investment Banking, niche Private Banking or Alternative Asset Management </li> <li>Ability to work in a fast-paced, dynamic and demanding environment </li> <li>Good interpersonal skills especially the ability to liaise at all levels, internally and externally, e.g. Business Managers, Audit, Risk Management, Legal , other line of business and core Compliance personnel, and Regulators. </li> </ul> <p> </p> <p> </p> <p>If you wish to learn more about this role please contact Ed Wacher on 0207 614 7695 or send your resume to ewacher@jmagill.com</p>