Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobDisclosures Analysthttp://www.complinet.com/recruitmentjobs/job/details/id/1182036000 - 46000 Annually | Location: United Kingdom | Sector: Compliance & Regulation | Published: March 15th 2010 | My client, a leading investment bank is offering a unique opportunity for career progression within Equities, Compliance and other related areas. Due to expansion in the Equity Aggregation team, this individual will be responsible for the continuing implementation and compliance monitoring activities of the Equity Aggregation compliance programs. You will be exposed to the enterprise-wide program designed to monitor, aggregate, report, and restrict positions in the equity and equity linked securities (and certain derivative instruments) of publicly-traded companies for compliance with global shareholder disclosure, industry, and hard limit regulations and requirements. Additionally, the associate will be required to carry out disclosures and monitoring of UK Takeover Panel connected companies. In order to be successful in this role you will need to have a solid background an understanding of Equities/Securities, ideally derivatives and solid TOP exposure, including general compliance knowledge and FSA rules and regulations. About 1.5 - 2 years previous investment banking exposure is advantages, coupled with a solid understanding of the regulatory regime and current regulatory developments in the UK. This opportunity would suit a candidate who is "hungry" for a new challenge, enthusiastic to take on a role which could spring-board their career into a front office role. You will need to demonstrate the ability to liaise with, advise and deal with the front office traders (and business) in a stern yet professional manner. If you feel you have the necessary exposure to be successful in this role, please kindly submit your CV to michelle.myers@twentyrecruitment.com or call 02030086639.