Complinet | Recruitment | JobComplinet | Recruitment | JobCompliance KYC Analysthttp://www.complinet.com/recruitmentjobs/job/details/id/1182217 - 20 Hourly
| Location: City of London |
Sector: Compliance & Regulation |
Published: March 15th 2010 |
Leading Banking Corporation urgently requires a Compliance KYC Analyst with an excellent understanding of regulatory and legal documentation requirements.
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<br/>Leading Banking Corporation urgently requires a Compliance KYC Analyst with an excellent understanding of regulatory and legal documentation requirements.
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<br/>With a proactive approach this Compliance KYC Analyst will assist the Relationship Teams meet the legal, regulatory, KYC policy and quality assurance requirements.
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<br/> Key Responsibilities:
<br/>* Conducting KYC due diligence and public records research to assist Relationship Management with respect to prospects and existing client files
<br/>* Reviewing potential OFAC, PEP and World Check alerts to determine if they are Material with respect to prospects and existing clients
<br/>* Ensuring that KYC files are complete and in compliance
<br/>* Assisting in the follow-up on any incomplete files or outstanding KYC issues and escalating where appropriate
<br/>* Completion of KYC Risk Assessment checklist
<br/>* Conducting research (e.g. negative news reviews and web searches) with respect to existing clients on an ongoing basis
<br/>* Escalating material issues to the AML Team such as PEPs, Choicepoint alerts, regulatory issues, legal proceedings, significant management changes, business model changes or ownership changes
<br/>* Market Maker Approvals
<br/>* Conducting KYC due diligence & sanctions checks on new Market Makers
<br/>* Refreshing KYC due diligence for Market Makers due for review
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<br/>The position requires excellent organisational, written and verbal communication skills and a strong customer-service orientation, knowledge of HM Treasury & OFAC sanctions and a good knowledge of JMLSG Guidance & FSA rules.
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<br/>Anti-Money laundering experience would be advantageous.
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