Senior Compliance Advisory

Senior Compliance Officer responsible for Debt Markets reporting, urgently required for leading banking corporation in London.

This Senior Compliance Officer position will include but not be limited to the following responsibilities:

* Providing timely regulatory and technical securities law advice across the M&A/Origination businesses in order to ensure compliance with all relevant laws and regulation
* Identification of regulatory issues impacting transaction authorisation, structure, execution and marketing with the provision of potential solutions and structural alternatives


* Determination and escalation of reputational issues, pre-emption and prevention of regulatory breaches with potential adverse impact
* The management of key upstream risk projects as directed by the Head of Regulatory Risk -  including the transposition of relevant European Directives into national law/regulation and other Financial Services Authority regulatory changes
* The conduct of any regulatory investigations or contentious matters arising in relation to M&A/Origination businesses

* Identification and analysis of changes to local and international regulatory and securities laws as applicable to Debt Capital Markets
* Drafting of compliance polices and procedures as applicable to  and where necessary ad hoc training for M&A/Origination businesses

This is an excellent opportunity with a competitive salary.







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