Compliance Monitoring Officer

This financial services firm has a new requirement for a Compliance Monitoring Officer to assist with compliance monitoring in all business areas. The role is a contract position for six months.

Duties will include:

Carrying out monitoring objectives as detailed in the compliance schedule

Producing detailed reports on monitoring undertaken

Maintaining compliance databases of monitoring results, breaches and analyses

Working on ad-hoc designated monitoring projects

Providing help and support to the Compliance Manager by carrying out delegated tasks

Compiling, conducting and preparing reports for client satisfaction surveys

Reporting actual or potential compliance breaches

To be considered for this role you will ideally be FPC/CeFA/MAQ or CeMAP qualified. You will have previous compliance monitoring experience and will ideally have a broad knowledge of retail financial services.

if you are interested in this role please call Natalie Brown on 020 7936 2601 or email your CV to nb@barclaysimpson.com

Job presented by