Equities Compliance (Advisory)

A Leading bank with global presence has an excellent opportunity to join their Equities Compliance team, with excellent succession planning and future career prospects in mind. They are looking for an experienced Equities Compliance Advisory candidate, with around 4 years + exposure (specifically Cash Equitie) (who can run the day-to-day aspects, hot desk on a trading floor and also provide cross coverage on various other desks (eg. Derivatives)

Exposure to deal transactions (or general trading floor compliance) is essential, as well as knowledge of Equity Exchange rules and procedures, and FSA and European rules in relation to trading

The main focus will be on the compliance requirements of Cash Equities Sales and Trading and Equity Capital Markets Syndicate but cross desk coverage is needed so knowledge of and previous exposure to cash equities, single stock futures, automated algorithmic trading, DSA, Equity Finance, Convertible bonds, Gilts, Vanilla (or exotic) derivatives, ECM rights issues as well as having worked across multiple geographic locations, such as the EMEA / APAC regions will stand you in good stead.

For more info please call Michelle on 02030086639 or send your details to michelle.myers@twentyrecruitment.com

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