Head of International Compliance, Spanish Speaker
- SalaryAn attractive salary is on offer to the right candidate
- LocationToronto, toronto
- SectorCompliance & Regulation, Fund/Asset Management, Retail Banking
- Reference1200218
- PublishedMarch 15th 2010
My client, a global bank is looking for a Head of International Compliance to be based in Toronto.
The role will be to take responsibility for all Compliance in their international jurisdictions. This includes a large proportion of Spanish speaking countries hence the requirement for candidates who are fluent in Spanish.
You will be accountable for:
1. Regulatory Awareness, Liaison and Reporting.
2. Policies, Procedures and Systems Development
3. Monitoring and Surveillance
4. Advice and Training
5. Management of Client Complaints, Arbitration and Litigation
6. Investigating & Remedying Non-Compliance
7. Acquisitions and Integrations
The ideal candidate will have:
*A thorough knowledge of Canadian and international jurisdiction securities, banking, trust, pension, and AML/ATF regulation and compliance and risk management best practices
*Demonstrated skills building and maintaining a Wealth Management compliance program
*Demonstrated skills with respect to analysis and interpretation of regulatory requirements and the exercise of judgment in the application of requirements
*10 years Wealth Management / Securities Industry experience is required.
*Law degree is a nice to have
*Fluency in Spanish is required.
