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My client are an established Investment Banking organisation and it is within their Wealth Management business that they are presently searching for an experience Senior Compliance Manager.

You will be tasked with:

• Providing regulatory advice to the front office
• Conducting monitoring reviews
• Organising a training plan and implementing in the business
• Undertaking ad-hoc projects as and when required
• Deputising for the Compliance Officer
• Financial Promotions
• Overseeing various other offices within EMEA
• Assisting the Compliance Officer on a strategic basis

The ideal candidate will have:

• The relevant regulatory knowledge around Wealth Management products
• Excellent attention to detail
• Strong communication skills
• Energy to help drive this business forward
• Some management experience

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