Trade Compliance Monitoring Analyst

My client, a world leading Insurance Corporation, urgently requires a Trade Compliance Monitoring Analyst to assist with the implementation and maintenance of automated pre and post trade compliance checking.

Responsibilities will include but not be limited to the following:
· Monitoring adherence with client mandate and Investment and Borrowing power restrictions
· Reviewing exception reports and investigating breaches
· Maintaining procedure notes for pre and post trade mandate compliance monitoring
· Assisting with the periodic manual monitoring of restrictions
· Assisting Trade Compliance Manager with ad-hoc projects
· Liaising with IT and third party providers to ensure that new mandates and changes to existing mandates are loaded to the systems

The role would suit an enthusiastic individual with a thorough understanding of the investment management process and a detailed knowledge of FSA regulation and the structure of client mandates
 
This role is paying a highly competitive daily rate and interviews are immediate available.


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