Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobCompliance Manager http://www.complinet.com/recruitmentjobs/job/details/id/11857Competitive | Location: United Kingdom | Sector: Compliance & Regulation | Published: March 16th 2010 | Do more. Be more. Realise Your Potential. Willis is one of the world's leading risk management and insurance brokers. We employ approximately 20,000 Associates in 100 countries and generate revenues of over $2.3 Billion. We contribute to our clients' competitive advantage through the identification, analysis and management of their risk. We deliver professional risk transfer, risk management, loss management and actuarial services to companies, as well as financial and employee benefits consulting. Main Purpose of Job: To be responsible for: <ul> <li>Themanagement and co-ordination of Willis Group compliance projects and initiativesacross</li> <li>Willisbusiness units - primarily in theUK, but internationally whererequired.</li> <li>Regulatory monitoring</li> <li>Regulatory reporting</li> <li>To adviseon compliance issues, as required</li> </ul> Attainments/experience A candidate who has managerial experience within an insurance broking or insurance environment or who has proven experience of getting results through a team of professionals and has a commercial pragmatic approach to managing compliance within a business environment. Further, the candidate should have had at least three or more years working at a senior level in one of <ul> <li>Operations</li> <li>Compliance</li> <li>Legal</li> <li>Internal Audit, or</li> <li>Management/Internal Consultancy</li> <li>Candidate should have had some experience of working in a regulated environment. </li> </ul> Duties - This list of duties is indicative only and is not definitive To work with the business units on compliance projects and investigations. These may be as part of a business team (as the representative of Group Compliance) or on behalf of Group compliance itself. <ul> <li>Projects - e.g. introducing new systems/procedures, understanding the implications of new regulations, reviewing existing procedures.</li> <li>Investigations - e.g. business reviews, regulatory investigations.</li> </ul> To oversee regulatory reporting, e.g. <ul> <li>RMAR</li> <li>FSA ARROW and other recommendations</li> </ul> To manage the regulatory monitoring team. This team of four individuals, based in London and Ipswich, monitors regulatory risk across Willis Group in respect of <ul> <li>Anti-Bribery & Corruption</li> <li>Sanctions</li> <li>Gifts and Entertainment</li> <li>Financial Promotions</li> <li>Willis Group operational standards ("The Willis Excellence Model")</li> <li>This unit also collates and coordinates regulatory metrics/MI for the board of Willis Limited</li> </ul> To support Group Compliance team in such areas as the requirements of applicable legislation for the conduct of business including licences and sanctions; <ul> <li>the requirements of the insurance regulators in the locations where Willis operates, and other regulators where Willis provides cross border services; and</li> <li>Willis internal policies and procedures.</li> </ul> To provide an effective and value added advisory service to Willis business units on how they should comply with all the regulations applicable to its business operations through operation of a consistent compliance standards programme. To establish and maintain a high personal and collegiate profile with the operational senior management in Willis thereby acting as the central point of contact for advice and assistance on compliance related matters. To support and maintain working relationships with regulators and the broking trade associations. To train and coach team members. To liaise and co-ordinate with the Group Compliance Director, the Deputy Group Compliance Directors, compliance network team, legal and the Group Internal Audit. Skills and Aptitudes <ul> <li>Proactive rather than reactive.</li> <li>Team player with good interpersonal skills.</li> <li>Ability to work under pressure to tight timelines and without direct supervision.</li> <li>Organised and methodical.</li> <li>Excellent business analytical skills</li> <li>Excellent communication skills, both verbal and in writing</li> <li>Commercial awareness.</li> <li>Be prepared to travel overseas.</li> </ul> Willis is publicly traded on the New York Stock Exchange (NYSE: WSH). Additional information on Willis may be found on its web site: www.willis.com. You'll enjoy the personal satisfaction and professional rewards that come with helping an industry leader to drive further success, plus the immediate rewards of an excellent salary and benefits package. Do more. Be more. Realise Your Potential. Willis is an equal opportunity employer that welcomes applications from suitable qualified people regardless of sex, age, race, or disability.