Compliance Consultant
- Salary£35k - £50k Annually
- LocationCity of London, London
- SectorFund/Asset Management, Investment Banking/Stockbroking
- Referencecompl3833
- PublishedApril 9th 2010
THE COMPANY:
Our client is an established financial services consulting firm with a specialism in the Asset Management field
THE RESPONSIBILITIES:
- Assisting in the project management of regulatory applications to the FSA
- Drafting compliance manuals and other compliance documentation for clients (such as MLRO reports, SYSC risk registers, conflicts registers)
- Setting up the compliance infrastructure for clients
- Undertaking periodic compliance monitoring reviews at client premises
- Writing compliance monitoring reports
- Managing regulatory reporting schedules
EXPERIENCE REQUIRED:
- Compliance experience gained within an Asset Manager ideally
- Experience of project work
- Good knowledge of FSA rules.
