Compliance Consultant

THE COMPANY:

Our client is an established financial services consulting firm with a specialism in the Asset Management field

THE RESPONSIBILITIES:

• Assisting in the project management of regulatory applications to the FSA
• Drafting compliance manuals and other compliance documentation for clients (such as MLRO reports, SYSC risk registers, conflicts registers)
• Setting up the compliance infrastructure for clients
• Undertaking periodic compliance monitoring reviews at client premises
• Writing compliance monitoring reports
• Managing regulatory reporting schedules

EXPERIENCE REQUIRED:

• Compliance experience gained within an Asset Manager ideally
• Experience of project work
• Good knowledge of FSA rules.

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