Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/1187335000 - 50000 Annually | Location: City of London | Sector: Fund/Asset ManagementInvestment Banking/Stockbroking | Published: March 17th 2010 | <p> <strong>THE COMPANY:</strong></p> <p>Our client is an established financial services consulting firm with a specialism in the Asset Management field</p> <p><strong>THE RESPONSIBILITIES:</strong></p> <ul> <li>Assisting in the project management of regulatory applications to the FSA</li> <li>Drafting compliance manuals and other compliance documentation for clients (such as MLRO reports, SYSC risk registers, conflicts registers)</li> <li>Setting up the compliance infrastructure for clients</li> <li>Undertaking periodic compliance monitoring reviews at client premises</li> <li>Writing compliance monitoring reports</li> <li>Managing regulatory reporting schedules</li> </ul> <p><strong>EXPERIENCE REQUIRED: </strong></p> <ul> <li>Compliance experience gained within an Asset Manager ideally</li> <li>Experience of project work</li> <li>Good knowledge of FSA rules.<strong> </strong></li> </ul>