Compliance Monitoring Manager – Investment Banking & Fixed Income Experience Req’d
- Salary£70K - £90K + Bonus + Bens
- LocationLondon, West End
- SectorCompliance & Regulation, Securities & Wholesale Banking, Investment Banking/Stockbroking, Commodities/Futures
- Reference1360C
- PublishedApril 6th 2010
We are recruiting for a leading Hedge Fund seeking a Compliance Monitoring Manager to join their small compliance team, duties will include;
• Design and implement the Compliance monitoring programme
• Undertaking monitoring reviews to ensure full compliance with the relevant UK & some US regulations
• Carry out Investment & Borrowing checks to ensure there are no fund breaches
• Agree recommendations with management and draft compliance monitoring reports with appropriate recommendations
You should have solid Compliance Monitoring experience including good knowledge of Investment Banking processes and regulations due to the style of programme they have in place already. Knowledge of derivatives and exchange limits would be an advantage.
Please call Chris Clarke on 020 7330 6963 for a confidential no obligation chat about this position or send your details to him as below.
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.
The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
