Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/37786500 - 525 Weekly | Location: London | Sector: Compliance & Regulation | Published: April 30th 2012 | <p>An urgent opportunity has arisen for a Compliance Oversight Manager (CF10) to work within a brokerage at a top tier investment bank.</p> <br/><p>This is a fantastic opportunity to step up into the CF10 control function position. You will be responsible for developing compliance activities across all areas of the business, and coordinating these within the framework of the overall business compliance strategies.</p> <br/><p><span style="text-decoration: underline;">Responsibilities include:</span></p> <br/><ul> <br/><li><strong>Compliance Policies and Procedures</strong></li> <br/><li><strong>Regulatory Advice and Queries</strong></li> <br/><li><strong>Training and Awareness</strong></li> <br/><li><strong>Compliance Monitoring Programme</strong></li> <br/><li><strong>Rolling Business Reviews</strong></li> <br/><li><strong>Trade Monitoring and Exchange Business</strong></li> <br/><li><strong>Management Reporting</strong></li> <br/><li><strong>Relationship with Head Office</strong></li> <br/><li><strong>New Client Approval Process</strong></li> <br/></ul> <br/><p><span style="text-decoration: underline;">Skills and Experience:</span></p> <br/><ul> <br/><li>An ability to comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to the London Compliance manual and Compliance policies and procedures as issued from time to time; Financial Security requirements, including, but not limited to, Anti-Money Laundering, the prevention of Financial Crime and Fraud, Anti-Bribery and Corruption and sanction issues including reporting, including unusual and suspicious activity and liaison obligations to the Money Laundering Reporting Officer is advantageous.</li> <br/><li>FSA registered CF10 is highly desirable.</li> <br/><li>As a Manager, an ability to be responsible for the implementation of internal systems and controls and ensuring staff adhere to requirements is beneficial.</li> <br/></ul> <br/><p>To apply for this role you will need to possess the relevant experiences listed above.</p> <br/><p>This is a fantastic opportunity to work for a top tier investment bank.</p> <br/><p>To apply for the role you must be eligible to work in the UK.</p> <br/><h1><span style="font-size: x-small;">Please contact: ycush@morganmckinley.co.uk or call: 02070920206.</span></h1>