Compliance Manager

A fast growing asset management firm based in the City is adding to its Compliance team. This advisory focussed role will be working with the business to develop and maintain the strong compliance culture.

In this position you will be acting in an advisory capacity with broad responsibility across the whole of compliance.
You will be responsible for making sure that the business stays up to date with any new regulations - updating policies and procedures, carrying out AML screening and liaising with regulators. You will also be carrying out ad-hoc requirements such as PA dealings, conflicts of interest, TCF and client money.

Successful candidates will have proven experience in Compliance within Asset Management or Stockbroking and will have a very strong academic background. This position offers up to £75,000 plus excellent benefits and discretionary bonus. All queries and applications should be addressed to Alex Sanson, a.sanson@austinandrew.co.uk.

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