- LocationUnited Kingdom, London
- SectorCompliance & Regulation
- PublishedMay 30th 2012
On behalf of TCC, we are looking for a Compliance Consultant to provide a proactive service to TCC clients, presenting compliance solutions and appropriate remedial actions.
The successful candidate will have:
Experience of working in investment management.
Good understanding of operation of the FSA handbook, COBS; BIPRU and other Prudential regulation and a broad understanding of FSA rules and regulatory requirements.
QCA level 4 or equivalent compliance qualification (or be working toward).
Regulatory reporting (ICAAP/ICA) specialist knowledge and the ability to act as a Subject Matter Expert for this area.
Experience and understanding of working in a technical financial services target driven environment.
Ability to build and maintain relationships with key stakeholders/FSA and other regulatory bodies.
This is a full time position based in London but may involve travel to client sites, so flexibility is essential as is the ability to work away from home for periods of time if necessary.
Please email firstname.lastname@example.org to request a job description and application form.
We will consider applicants who have given time and thought to their application form so please do not simply submit a CV or covering letter (although you should also include a CV with your application).