Assistant Compliance Officer
- SalaryCompetitive Excellent benefits
- LocationUnited Kingdom, London
- SectorCompliance & Regulation
- Reference00016026
- PublishedJune 14th 2012
Real pride. Real advantage.
We are recruiting for an Assistant Compliance Officer to be based out of Burwood House in London. This is an excellent opportunity for someone with compliance experience to join BAE Systems in this exciting position.
As Assistant Compliance Officer your main responsibilities will involve:
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Assisting the BAPFIM FSA Compliance Officer in conducting regular FSA compliance monitoring.
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Maintaining and monitoring of the BAPFIM Financial Control Framework.
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Assisting in developing, maintaining and implementing the compliance monitoring programme.
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Assisting the production of quarterly compliance reports to the BAPFIM Board.
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Maintaining the compliance monitoring risk model.
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Maintaining the various registers and logs including but not limited to gifts and hospitality, personal account dealing, training and competence.
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Monitoring of counterparty exposure.
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Maintaining the Errors and Breaches register.
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Assisting the Compliance Officer in the response to any reasonable request for information made by FSA and other regulators.
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Developing and maintaining a positive compliance culture through communication and monitoring regulatory responsibilities at all levels
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Liaising with internal and external auditors.
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Responsible for regulatory returns.
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Acting in accordance with the FSA's Principles for Business and Code of Practice and ensuring that his/her management is in compliance with all relevant legislation.
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Ensuring that his/her professional knowledge (including regulatory developments) is continually updated through the development of a personal training programme. In addition, where relevant he/she is responsible for the development of such a programme for his/her staff.
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Performing certain specified controls in accordance with defined BAPFIM processes and the Financial Control Framework (FCF) and undertaking a Control Owner Self Assessment ('COSA') at intervals agreed with the Process Owner.
As Assistant Compliance Officer your skills and qualifications will ideally include:
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Compliance Monitoring Experience
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Experience of using Bloomberg
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IMC Certificate or other securities related qualification
What we're looking for in you
We are looking for candidates with some experience of working within a compliance function, and with exceptional attention to detail. The role requires someone who is capable of managing their own workload whilst ensuring that they are kept fully up to date with all relevant compliance regulations.
BAE Systems
BAE Systems is one of the world's leading global defence, security and aerospace companies. We work at the cutting edge of technology, creating more than 100 new inventions every year for customers in over 100 countries.
Head Office
BAE Systems Head Office is in Central London, with a number of support functions and functional specialists based in Farnborough, Hampshire. Head Office is home to a wide range of vital departments, from Strategy and Legal, to HR and Procurement. It is an exciting environment, where people at all levels in the business exchange ideas and develop new projects.
We pride ourselves on employing the best professionals around. Join us and you'll be part of something important; something you can be proud of.
To apply, kindly use the ‘apply online’ button, alternatively please visit: https://baesystems.taleo.net/careersection/2/jobdetail.ftl?lang=en_gb&job=00016026
Performance. It brings us together.
BAE Systems welcomes applications from all sections of the community.
