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Key responsibilities will include ensuring compliance with applicable rules and regulations, particularly in relation to broker-dealer and banking issues, providing ongoing advice regarding complicated multi-entity transactions, mitigating regulatory and reputation risk, working closely with other compliance teams in relation to specific product areas, assisting in the creation of a supervisory infrastructure to aid management in supervising the business, and conducting training on relevant regulatory matters.

Candidates should have prior experience gained within a similar compliance role, particularly within the areas of capital markets, equities and derivatives. This is an excellent opportunity to join one of the market leading investment banks in a challenging and varied role.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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