Financial Promotions Compliance (Asset Management)

Working for this major organistaion in a Financial Promotions compliance role you will be involved in the following;

Duties

· Review and approval of client communications issued.

· Identify and resolve TCF issues within client communications

· Ensure client communications are clear, fair and not misleading

· Ensure client communications meet all regulatory requirements

· Ensure turn around times for approvals are met.

· Raise any concerns created by the client communications before approving

· Understand target audience and distribution channel of client communication

Technical knowledge

· Strong working knowledge of legal and regulatory matters affecting client communications (including financial promotions).

· Strong Knowledge of the regulatory environment and challenges relating to deposit taking (TCF/CCA/ BCOBs etc.)

· Retail product knowledge. Unit Trust / OEIC's Products knowledge would be very useful.

Candidates will have thorough financial promotions experience and will ideally be availble for an immediate start.. Send your CV to danwise@jarvisblake.com

Job presented by