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<channel xmlns:php="http://php.net/xsl"><title>Complinet | Recruitment | Job</title><link/><description>Complinet | Recruitment | Job</description><item><title>Financial Promotions Compliance (Asset Management)</title><link>http://www.complinet.com/recruitmentjobs/job/details/id/9299</link><description>40000 - 50000 Annually 
		
		| Location: City of London |
		Sector: Fund/Asset ManagementInvestment Banking/StockbrokingLife &amp; PensionsRetail Banking |
		Published: March 29th 2010 |
		
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&lt;p&gt;Working for this major organistaion in a Financial Promotions compliance role you will be involved in the following; &lt;/p&gt;
&lt;p&gt;Duties&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Review and approval of client communications issued.&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Identify and resolve TCF issues within client communications&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Ensure client communications are clear, fair and not misleading&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Ensure client communications meet all regulatory requirements&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Ensure turn around times for approvals are met.&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Raise any concerns created by the client communications before approving&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Understand target audience and distribution channel of client communication&lt;/p&gt;
&lt;p&gt; &lt;/p&gt;
&lt;p&gt;&lt;strong&gt;Technical knowledge &lt;/strong&gt;&lt;strong&gt;&lt;/strong&gt;&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Strong working&lt;span style=&quot;mso-spacerun: yes;&quot;&gt;  &lt;/span&gt;knowledge of legal and regulatory matters affecting client communications (including financial promotions).&lt;span style=&quot;mso-bidi-font-family: &quot;Times New Roman&quot;; mso-bidi-font-size: 12.0pt;&quot;&gt;&lt;/span&gt;&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Strong Knowledge of the regulatory environment and challenges relating to deposit taking (TCF/CCA/ BCOBs etc.)&lt;/p&gt;
&lt;p&gt;&lt;span style=&quot;mso-list: Ignore;&quot;&gt;&middot;        &lt;/span&gt;Retail product knowledge.  Unit Trust / OEIC's Products knowledge would be very useful.&lt;/p&gt;
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&lt;p&gt;Candidates will have thorough financial promotions experience  and will ideally be availble for an immediate start..&lt;span style=&quot;mso-spacerun: yes;&quot;&gt;  &lt;/span&gt;Send your CV to danwise@jarvisblake.com&lt;/p&gt;
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