Complinet | Recruitment

Complinet | Recruitment | JobComplinet | Recruitment | JobSenior Compliance Officerhttp://www.complinet.com/recruitmentjobs/job/details/id/9637up to £70,000 | Location: London | Sector: Compliance & Regulation | Published: November 9th 2009 | THE COMPANY: Our client is an instantly recognizable international Asset Manager. With FUM in excess of Â£300 billion they handle money for Private, Intermediate and Institutional clients across a diverse fund range. They are looking to recruit a Senior Compliance Officer in the Advisory team within the UK Compliance Department. JOB PURPOSE: <ul> <li>Working closely with the business in all areas to improve processes and reduce risks to clients and to the company, with specific emphasis on collective investment schemes, retail & institutional marketing and the Client Relationship Management function. </li> <li>Assessment of all relevant new / amended regulations and dissemination to business </li> <li>Act a deputy to the Money Laundering Reporting Officer </li> <li>Ability to act as cover for the rest of the Advisory Team covering all compliance and regulatory issues within the Investment functions, Operations and IT </li> <li>Various ad hoc compliance tasks, i.e. approval of PA trades, monitoring the banned / restricted list, approval of presentations, press releases, and advertisements. </li> </ul> EXPERIENCE REQUIRED: <ul> <li>Graduate with extensive experience in Compliance or Regulatory Consulting. </li> <li>Professional qualification in Accountancy or Law, and /or studied for the IMC. </li> <li>A clear understanding of Asset Management and a detailed technical knowledge of COLL, the financial promotion rules and Financial Crime. </li> <li>The ability to communicate at all levels throughout the Company and the confidence to deal with external bodies (clients, regulators & auditors). </li> </ul> For further information, please contact Spencer Evans on spencer.evans@complianceprofessionals.co.uk quoting ref COMPL3587