Compliance Consultant - Retail Fund Management
- Salary£60k - 65k + good benefits
- LocationCity of London,
- SectorFund/Asset Management
- ReferenceJMEWLITD1
- PublishedJanuary 22nd 2010
JMEWLITD1
City
£60k - 65k + good benefits
Compliance Consultant - Retail Fund Management
• Represent compliance on product development and operational projects, providing technical advice on requirements relating to those projects
• Liaise with fund lawyers and depositaries on UK authorisation and registration of UCITS funds outside of the UK, including arranging for the formatting, translation and filing of documents
• Assist in the assessment and implementation of changing regulation as it affects products and distribution
• Provide compliance support to operational areas of the business in day to day issues arising
• Develop good working relationships with overseas advisors/law firms
Ideally the candidate should have the following:
• Thorough technical knowledge of the practical application of COBS and CIS rules
• Good analytical skills
If you wish to learn about the role please sned your resume to ewacher@jmagill.com or call Ed Wacher on 0207 614 7695



