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Compliance Consultant - Retail Fund Management

JMEWLITD1

City

£60k - 65k + good benefits

Compliance Consultant - Retail Fund Management

• Represent compliance on product development and operational projects, providing technical advice on requirements relating to those projects

• Liaise with fund lawyers and depositaries on UK authorisation and registration of UCITS funds outside of the UK, including arranging for the formatting, translation and filing of documents

• Assist in the assessment and implementation of changing regulation as it affects products and distribution

• Provide compliance support to operational areas of the business in day to day issues arising

• Develop good working relationships with overseas advisors/law firms

Ideally the candidate should have the following:

• Thorough technical knowledge of the practical application of COBS and CIS rules

• Good analytical skills

If you wish to learn about the role please sned your resume to ewacher@jmagill.com or call Ed Wacher on 0207 614 7695