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If you would like to work on the trading floor as a Futures Compliance Manager for a Global Investment Bank, please contact us.

Key Responsibilities will include:

· To formulate and assist in setting standards and policies and promote best practice across the activities conducted within the firm.

· To ensure that Market Abuse and related Chinese Wall issues are identified and appropriately managed.

· To actively keep abreast of changes in legislation and regulation, and industry developments; advise the business of the compliance implications; ensure that new procedures are introduced as appropriate.

· To liaise as appropriate, with other function heads and business heads.

· To assist in ensuring that all new products, initiatives and strategic changes are launched in a fully compliant manner

· To liaise and assist in building relationships with Regulators

· To develop and deliver appropriate regulatory training for Regulatory Risk staff and business staff.

· To liaise with and provide periodic reports to the Head of Regulatory Risk, on all significant matters.

· To actively liaise and co-ordinate with the Surveillance & Monitoring team and providing appropriate assistance as required.

· To undertake additional responsibilities within the banks Regulatory Risk as advised.

· In conjunction with the Anti-Money Laundering Unit promoting stronger awareness of KYC requirements and assist in the development of anti money laundering sanctions and data protection policies appropriate to the businesses.

Skills and experience

· Experience of Futures compliance essential

· Good working knowledge of relevant FSA rules and those of applicable exchanges

· Experience of dealing with regulators and exchanges

· Ability to interface with desk management and traders in a confident and assertive manner

· Graduate and/or Professional qualifications (Legal or Accountancy qualifications desirable)

If you would like to apply for this role or find out more, please apply online or contact Faye Condy at Robert Walters on 0207 509 8133 or faye.condy@robertwalters.com quoting the Job Reference 1090610

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