Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/9799Market Rate | Location: London | Sector: Compliance & Regulation | Published: May 25th 2010 | <p>If you would like to work on the trading floor as a Futures Compliance Manager for a Global Investment Bank, please contact us.</p> <p><span style="mso-bidi-font-family: Arial;"> </span></p> <p><span style="mso-bidi-font-family: Arial;">Key Responsibilities will include:</span></p> <p><span style="mso-bidi-font-family: Arial; mso-fareast-language: EN-GB;"> </span></p> <p><span style="mso-list: Ignore;">· </span>To formulate and assist in setting standards and policies and promote best practice across the activities conducted within the firm.</p> <p><span style="mso-list: Ignore;">· </span>To ensure that Market Abuse and related Chinese Wall issues are identified and appropriately managed.<span style="mso-spacerun: yes;"> </span></p> <p><span style="mso-list: Ignore;">· </span>To actively keep abreast of changes in legislation and regulation, and industry developments; advise the business of the compliance implications; ensure that new procedures are introduced as appropriate.</p> <p><span style="mso-list: Ignore;">· </span>To liaise as appropriate, with other function heads and business heads.</p> <p><span style="mso-list: Ignore;">· </span>To assist in ensuring that all new products, initiatives and strategic changes are launched in a fully compliant manner</p> <p><span style="mso-list: Ignore;">· </span>To liaise and assist in building relationships with Regulators</p> <p><span style="mso-list: Ignore;">· </span>To develop and deliver appropriate regulatory training for Regulatory Risk staff and business staff.<span style="mso-spacerun: yes;"> </span></p> <p><span style="mso-list: Ignore;">· </span>To liaise with and provide periodic reports to the Head of Regulatory Risk, on all significant matters.</p> <p><span style="mso-list: Ignore;">· </span>To actively liaise and co-ordinate with the Surveillance & Monitoring team and providing appropriate assistance as required.</p> <p><span style="mso-list: Ignore;">· </span>To undertake additional responsibilities within the banks Regulatory Risk as advised.<span style="mso-spacerun: yes;"> </span></p> <p><span style="mso-list: Ignore;">· </span>In conjunction with the Anti-Money Laundering Unit promoting stronger awareness of KYC requirements and assist in the development of anti money laundering sanctions and data protection policies appropriate to the businesses.</p> <p><span style="mso-bidi-font-family: Arial;"> </span></p> <p>Skills and experience</p> <p><span style="mso-list: Ignore;">· </span>Experience of Futures compliance essential</p> <p><span style="mso-list: Ignore;">· </span>Good working knowledge of relevant FSA rules and those of applicable exchanges</p> <p><span style="mso-list: Ignore;">· </span>Experience of dealing with regulators and exchanges</p> <p><span style="mso-list: Ignore;">· </span>Ability to interface with desk management and traders in a confident and assertive manner </p> <p><span style="mso-list: Ignore;">· </span>Graduate and/or Professional qualifications (Legal or Accountancy qualifications desirable)</p> <p> </p> <p><span style="mso-bidi-font-family: Arial;">If you would like to apply for this role or find out more, please apply online or contact Faye Condy at Robert Walters on 0207 509 8133 or faye.condy@robertwalters.com quoting the Job Reference </span>1090610<span style="mso-bidi-font-family: Arial;"></span></p>