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Senior Manager ECM/DCM Capital Financing London £Excellent

Our client one of the worlds leading Financial Services providers are currently looking for an Investment Banking Compliance Officer focusing on Equity Capital Markets and Debt Capital Markets.

Duties

· To advise on and monitor all aspects of Global Capital Financing business in order that line management can ensure that the business is conducted in accordance with all applicable laws, rules, regulations and codes of practice.

· To work with the business on high profile projects to ensure that the regulatory demands of those projects are met.

Experience

· Minimum 7 years’ Origination advisory compliance experience

· Knowledge of FSA and European rules in relation to trading and custody

Should you require any further information please do not hesitate to contact Ben Harris

Re COMPL 3609

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