Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/986590 - 110 Annually | Location: City of London | Sector: Investment Banking/Stockbroking | Published: November 20th 2009 | <p><strong>Senior Manager ECM/DCM Capital Financing <span style="mso-tab-count: 2;"> </span><span style="mso-tab-count: 1;"> </span>London<span style="mso-tab-count: 1;"> </span><span style="mso-spacerun: yes;"> </span><span style="mso-tab-count: 1;"> </span><span style="mso-tab-count: 1;"> </span>£Excellent</strong></p> <p> </p> <p>Our client one of the worlds leading Financial Services providers are currently looking<strong> </strong>for an Investment Banking Compliance Officer focusing on Equity Capital Markets and Debt Capital Markets.</p> <p> </p> <p><span style="mso-tab-count: 1;"> </span><strong>Duties</strong></p> <p><strong><span style="mso-tab-count: 1;"> </span></strong></p> <p><span style="mso-list: Ignore;">· </span>To advise on and monitor all aspects of Global Capital Financing business in order that line management can ensure that the business is conducted in accordance with all applicable laws, rules, regulations and codes of practice.</p> <p><span style="mso-list: Ignore;">· </span>To work with the business on high profile projects to ensure that the regulatory demands of those projects are met.</p> <p><span style="font-size: 10pt; line-height: 150%;"> </span></p> <p><strong>Experience</strong></p> <p><strong> </strong></p> <p><span style="mso-list: Ignore;">· </span>Minimum 7 years&rsquo; Origination advisory compliance experience</p> <p><span style="mso-list: Ignore;">· </span>Knowledge of FSA and European rules in relation to trading and custody</p> <p> </p> <p>Should you require any further information please do not hesitate to contact Ben Harris</p> <p>Re <strong>COMPL 3609</strong></p>