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LEGAL AND COMPLIANCE OFFICER

We are recruiting for a successful UK private client investment management company which is part of a US Financial services group. The company offers a comprehensive wealth management service to independent private client investment managers.

The business seeks a bright Legal and Compliance officer to join its London office. The role will report to the Head of Legal and Compliance and will have a varied remit covering a range of regulatory and legal matters. The role will involve providing day to day legal and regulatory support to the Head of Department, working with other members of the compliance team, covering general compliance queries and reviews, drafting documents such as contracts and side letters, undertaking desk based monitoring, dealing with AML issues, T&C and involvement in branch compliance audits.

Given the legal elements to this role, a Law degree or Graduate Diploma in Law and LPC are essential qualifications. Candidates should have some experience of working in a private client investment management business or have completed a training contract within a law firm. Industry qualifications such as IMC or FPC would be advantageous but are not vital. This is a demanding role that will cover a range of regulatory and legal matters. The successful candidate will need to display good interpersonal and analytical skills as well as good commercial acumen. This would be a great role to develop knowledge and skills in compliance.

For more information on the role please contact Victoria Alkiviades on 02079368941 or to apply please email your CV and contact details to va@barclaysimpson.com.

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