Complinet | Recruitment | Jobhttp://www.complinet.com/recruitmentjobs/job/details/id/9969Market Rate | Location: London | Sector: Compliance & Regulation | Published: May 28th 2010 | <p>This leading financial services group is currently looking to hire a Compliance manager to join their Compliance group.</p> <p> Main duties of the role will include:</p> <p> </p> <p>· Oversee the client due diligence processes in line with UK laws and regulations and Anti-Money Laundering and Counter Terrorist Financing monitoring</p> <p>· Conducting Country Risk Assessments, ascertaining the risks involved in trading with companies based in various countries.</p> <p>· Devising the material for and carrying out staff training on regulatory matters including induction training, approved person training, anti-money laundering and financial crime, market abuse and other regulatory topic training</p> <p>· Overseeing the new joiner process including competency assessments, FSA registration and deregistration processes and administration of the exam and training bookings.</p> <p>· Drafting compliance policies, manuals and procedures, researching into and reporting on regulatory requirements with opportunities to present to senior management.</p> <p> </p> <p>Candidate requirements include: </p> <p>· Experience in a Compliance function preferably in a securities business environment</p> <p>· Must have a thorough knowledge of UK regulatory system and its application with particular focus on securities business, preferably with a relevant qualification</p> <p>· Good understanding of the laws, regulations and the risk based approach in relation to AML and CTF client due diligence, and its application to wholesale clients</p> <p>· Understanding of wholesale fixed income securities business is preferable</p> <p>· Strong working knowledge of Word, Excel, and Outlook</p> <p>· Experience of working in a small team</p> <p> </p> <p> If you would like to apply for this role or find out more, please apply online or contact Faye Condy at Robert Walters on 0207 509 8133 or faye.condy@robertwalters.com quoting the Job Reference 1113720</p>