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This global financial services company is currently looking to hire a Compliance officer with strong administration skills and an eye for detail to join their compliance department. This is an urgent hire.

Main duties of the role will include:

· Work as part of the team carrying out client due diligence (KYC/CDD) and categorisation as part of the client on-boarding process in line with the firm’s risk based approach, mainly for wholesale clients.

· Carry out Anti-Money Laundering and Counter Terrorist Financing monitoring - involves checking clients and ensuring that new and existing clients are maintained in line with UK Anti-Money Laundering and Counter Terrorist Financing requirements.

· Conducting Country Risk Assessments ascertaining the AML/CTF risks involved in trading with companies based in various countries.

· Undertake risk-based monitoring on a daily, monthly, quarterly and annual basis, to ensure adherence and compliance to UK financial Regulatory requirements.

· Reviewing Investment Research and Marketing Material to ensure it complies with the firm’s policies and is clear, fair and not misleading.

· Assisting with and drafting compliance policies and procedures, researching into and reporting on regulatory requirements with opportunities to present to senior management as the role develops.

Candidate requirements include:

· Educated to degree level

· Experience in a Compliance function

· Knowledge of UK regulatory system (IAQ level or SII certificate would be helpful)

· Good understanding of the law, regulations and risk based approach in relation to AML and client due diligence and its application to wholesale clients

If you would like to apply for this role or find out more, please apply online or contact Faye Condy at Robert Walters on 0207 509 8133 or faye.condy@robertwalters.com quoting the Job Reference 1113700

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