Compliance Complete | Recruitment | Job List

Financial Crime Investigator

1328545038

Compliance & RegulationSecurities & Wholesale BankingFund/Asset ManagementInvestment Banking/StockbrokingInsurance & RetailLife & PensionsRetail BankingMoney Laundering | Up to £37,000 |

Financial Crime Investigator
Edinburgh
Up to £37,000 +Benefits

The Role:
This leading Financial Services organisation provide a broad range of asset management and investment services to both institutional and individual clients is now seeking a Financial Crime Investigator in their International Compliance department based in Edinburgh. Working with a diverse client base that ranges from government agencies, financial institutions and high net worth individuals you will be responsible for overseeing, administering and participating in the internal investigation of financial crimes. This will include money laundering, criminal and/or terrorist activities / irregularities, and market abuse. You will work closely with the business during the investigation process and will be logging and investigation of Suspicious Activity Reports. Working with senior management you will also be involved in ad-hoc projects when required.

The Individual:
Working out of the organisations Edinburgh office the successful individual will have experience of Financial Crime Compliance / Anti Money Laundering within Financial Services and essentially have an understanding of the regulatory requirements surrounding this area. This is a great opportunity as a specialist in financial crime to further develop your career in an internationally renowned firm that are at the forefront of investment services. This is an exciting and challenging environment to expand your knowledge in an established and supportive department where you can make a genuine impact and contribute to the growth and development of the company as a whole.

For more information or an informal confidential conversation regarding this opportunity please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com

Compliance & Risk Manager

1328543052

Compliance & RegulationInsurance & RetailLife & PensionsRetail General InsuranceRetail BankingRisk | Up to £50,000 +Benefits |

Compliance & Risk Manager

Edinburgh

Up to £50,000 +Benefits

The Role:

Working in part of the commercial team within this Retail Banks Insurance Division where you will be tasked to ensure the business has an effective strategy in place for the first line of defence responsibilities on risk management, compliance policy and information security. You will work closely with the Head of the department to roll out specialist material and information initiatives to build awareness of business capability while developing effectual frameworks for topics such as assurance test planning, MI reporting, risk logging, risk assessments through to financial promotions processes. You will also be involved in reviewing new rules and regulations to assess their impact on the business and putting processes and controls into place so issues don't reoccur. You will also work closely with internal audit to ensure that the organisation implements the audit findings and follow these policies and procedures that comply with the regulators regulations and guidelines from TCF through to promotional material.

The Individual:

As a Compliance professional you will have an established track record within financial services or ideally in Insurance and will be able to clearly demonstrate the experience of working in a FSA regulated environment and understand how risk and compliance issues can impact the business. You will have strong analytical, problem solving skills and with the ability to manage your time effectively where conflicting prioritise may arise. You will poses excellent communication skills in order to liaise with the business to identify risks and plan/design monitoring assessments, demonstrating the ability to sustain effective working relationships with a wide range of stakeholders. You will also have good I.T. skills and be proficient in Powerpoint, Word and Excel. This is a great organisation where for the right individual there is potential to develop your career in this busy and challenging environment.

For more information or an informal confidential conversation regarding this opportunity please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com

Regulatory Risk Manager

1328542986

Compliance & RegulationFund/Asset ManagementInsurance & RetailMoney LaunderingRisk | Up to £65,000 +Benefits |

Financial Services Regulatory Risk

Manager

Up to £65,000 +Benefits

Edinburgh or Glasgow

The role:

A Manager is currently required for permanent positions within a highly regarded financial services advisory firm working out of their Edinburgh or Glasgow offices. As part of the Regulatory Risk Advisory team you will work closely with the clients to manage and develop the relationships while building credibility with the clients. The role will involve working with the broad spectrum of the financial services client base where you will deliver the analysis on regulatory issues with clients, convey findings and present conclusions through to recommendations. You will also be working with the Senior Management team to identify new opportunities with the client and assist in winning new work.

Required:

The ideal individual will have worked previously for another advisory organisation, the FSA or major firm and will have a minimum of five years experience in providing regulatory risk advice to either Insurance, Investment Banking or Asset Management firms. It will also be essential you have strong technical and up to date knowledge on current industry issues with a strong grounding in such areas as anti money laundering and financial crime. This is a fantastic opportunity for a compliance professional to work within a growing practice with new ideas and a free thinking environment.

If you have worked on Risk or Regulatory projects in a Consulting or Advisory capacity then I would be very interested in talking to you. For an informal and confidential conversation please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com.

Regulatory Risk / Compliance - Senior Manager

1328542213

Compliance & RegulationFund/Asset ManagementInvestment Banking/StockbrokingInsurance & RetailLife & PensionsRetail General InsuranceRiskLegal | Up to £85,000 |

Financial Services - Regulatory Risk / Compliance

Senior Manager

Up to £85,000 +Benefits

Edinburgh or Glasgow

The role:

A Senior Manager is currently required for permanent position within a highly regarded and established financial services advisory firm working out of their Edinburgh or Glasgow offices. As part of the Regulatory Risk / Compliance Advisory team you will work closely with the clients to manage and develop the relationships while building credibility with senior stakeholders. The role will involve working with the broad spectrum of the financial services client base where you will deliver the analysis on regulatory issues with clients, convey findings and present conclusions through to recommendations. You will also be working with the Senior Management team to identify new opportunities with the client and assist in winning new work.

The individual:

The ideal individual will have worked previously for another big 4, consultancy, advisory organisation, the FSA or major firm and will have a minimum of seven years experience in providing regulatory risk advice to Insurance, Asset Management, Life & Pension and Retail Banks to Investment Banks. It will also be essential you have good project management skills, strong technical and up to date knowledge on current industry issues complimented with an excellent grounding in regulatory risk or compliance. This is a fantastic opportunity for a compliance professional to work within an established and growing practice where you can make a genuine impact on a range of organisations.

If you have worked on Risk or Regulatory projects in a Consulting or Advisory capacity then I would be very interested in talking to you. For an informal and confidential conversation please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com.

Regulatory Risk / Compliance - Executive

1328541985

Compliance & RegulationSecurities & Wholesale BankingFund/Asset ManagementInvestment Banking/StockbrokingInsurance & RetailLife & PensionsMortagesRetail BankingMoney LaunderingRiskOther | Up to £45,000 +Benefits |

Regulatory Risk / Compliance - Executive
Up to £45,000 +Benefits
Edinburgh or Glasgow

The role:
An Executive/Associate is currently required for a permanent position within a highly regarded financial services advisory consultancy working out of their Edinburgh or Glasgow's offices. As part of the Regulatory Risk Advisory team you will work closely with the senior management to manage and develop the relationships while building credibility with the clients. The role will involve working with the broad spectrum of the financial services client base on a range of projects where you will help deliver the analysis on regulatory and compliance issues with clients, convey findings and assist in conclusions through to recommendations. You will also be working with the Senior Management team to identify new opportunities with the client and assist in winning new work.

The Individual:
The ideal individual will have worked for another large accountancy firm (advisory or audit), the FSA or financial services company and will have a minimum of two years experience in providing advice to Insurance, Life & Pension, Retail Banks or Investment Management firms. It will also be essential you have strong technical and up to date knowledge on current industry issues with a strong grounding in such areas as compliance, regulatory risk, anti money laundering or financial crime. This is a fantastic opportunity for a compliance professional to work within a growing practice with new ideas and a free thinking environment. We would also welcome applications from Auditors who would like to take a change in career direction into this developing area of financial services.

For an informal and confidential conversation please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com.

Quality Assurance Manager

1328540206

Compliance & RegulationSecurities & Wholesale BankingRetail BankingLegal | Up to £55,000 +Benefits |

Quality Assurance Manager

Edinburgh

Up to £55,000 +Benefits

The Role:

Our client a leading global retail bank now require a Quality Assurance Manager to work within the Marketing and Communications function where you will be implementing and embedding new Quality Assurance processes and procedures. The focus of the role will be around maintaining a level of competence ensuring compliance with the training framework while providing support to all product areas across Product and Marketing to ensure compliance with all operational and regulatory governance. You will be responsible for engaging with relevant stakeholders across the business to create and deliver a right first time culture within Marketing Communications. You will also be expected to measure the assurance performance while managing compliance with internal and external regulators such as the FSA.

The Individual:

The successful candidate will be a qualified Solicitor / Lawyer who has experience or a desire to work In-House within financial promotions (compliance) and compliance marketing. You will essentially have a sound technical knowledge of commercial contracts which doesn't have to be financial services focused however it must be supported with first-rate commercial acumen, excellent communication and interpersonal skills which will in turn enable you to engage with internal and external stakeholders. If you are looking for a new challenge in a commercial environment then this is a fantastic opportunity to work in a progressive and supportive environment.

For a confidential conversation or further information regarding this position please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com

Compliance Specialist - Control Room Officer

1328539921

Compliance & RegulationFund/Asset ManagementInvestment Banking/StockbrokingInsurance & RetailLife & PensionsRetail BankingLegalOther | Up to £60,000 +Benefits |

Compliance Specialist - Control Room Officer
Glasgow
Up to £60,000 +Benefits

Role:
This leading global wealth manager now requires a control room officer to help establish the control framework for identifying and managing potential conflicts within the business, and the control of all aspects of employee compliance such as personal account dealing, gifts, entertainment and regulatory registrations. A key part of the role will be acting as an intermediary between the internal clients, the FSA and other regulators. You also bring a common sense approach to the development and drafting of policies procedures within the control room environment.

What we require:
The successful individual will currently be working in a financial services environment ideally Banking, Investment or Wealth Management and be providing compliance guidance preferably in a advisory capacity. Due to the fast paced and high pressured environment we require someone who has outstanding attention to detail, organisational and time management skills who is methodical in their approach but can maintain a friendly and positive attitude when things get busy. You will also be a team player who can also work on your own initiative when required and which will be supported with excellent communication and written skills. This is a great opportunity to work for a highly respected team where you can make a genuine visible impact within the business.

If you require further information or want to have a confidential conversation please contact Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com

AML / Sanctions Analyst

1328539670

Compliance & RegulationSecurities & Wholesale BankingFund/Asset ManagementInvestment Banking/StockbrokingRetail BankingMoney Laundering | Up to £28,000 +Benefits |

AML / Sanctions Analyst
Edinburgh
Up to £28,000 +Benefits

The Role:
This well respected financial services organisation now requires an AML/ Sanctions Analyst to be involved in the investigation of suspicious activity (SAR's) by reviewing management information and internal reports while also determining if such suspicions require disclosure to the authorities. Working to resolve your caseload you will be operating as the initial contact were you will respond and investigate sanction alerts and escalate them internally. You will also be responding to queries from the wider business units and authorities while making sure all case information is accurately recorded and kept up to date.

The Individual:
Working within financial services you will have a sound working knowledge of financial crime and anti money laundering with a solid grounding in sanctions, PEP's and suspicious activity reporting. You will have the ability to manage a busy workload, be able to work in a small team and have excellent communication skills to deal with a variety of stakeholders queries. This is a great opportunity to work in a supportive environment where you will be exposed to a varied workload and where your input can make a visible impact on the business.

For further information on this role or a confidential conversation please call Andrew Inglis on 0131 209 7850 or e-mail ai@barclaysimpson.com

Client Due Diligence analyst

1328283001

Compliance & Regulation | N/A + | An excellent opportunity has arisen for a Client due diligence analyst to join a leading financial services business in Edinburgh. This is a contract role.

As a client due diligence manager, the successful candidate will be responsible for,

-Performing sanction checks
-Conducting KYC for a variety of clients and customers
-Resolving any operational risk issues that may arise
-Completing regular MI to a set of agreed deadlines and timescales

For this client due diligence analyst role, the ideal candidate will have experience of,

-Anti money laundering regulations and FSA rules
-Sanctions legislation
-Operational risk
-Working to tight deadlines in a pressurised environment

This is an excellent opportunity for a client due diligence manager to join a well respected organisation in an exciting and highly rewarding role.

For more information on this client due diligence role please get in touch with us today.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Fixed Income Settlements

1328116542

Investment Banking/Stockbroking | N/A + | Fixed Income Settlements

Our client, a leading financial services firm, is looking for candidates to join their team in Glasgow on a temporary basis in the fixed income settlements team.

The successful fixed income settlements candidates will enjoy a varied and exciting role. Responsibilities of which include:
- ensuring that all trades entered into the settlement system are pre-matched
- liaising with brokers and third party custodians
- resolving unmatched trades
- cash and stock reconciliations
-assisting with ad-hoc duties

The successful candidate for this fixed income settlements role must have:
- experience of working within financial services
- excellent interpersonal skills
- attention to detail
- a strong understanding of excel and financial software

This is an excellent opportunity for a candidate to join a well respected financial organisation within fixed income settlements. If you are interested in this fixed income settlements role and meet our clients requirements, please apply today!
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Head of Portfolio Oversight

1328112631

Risk | C£90K + excellent package |

About the Client:

This is a leading international banking and financial services organisation with a number if trusted brands.

About the Role:

This is a senior credit risk role managing the portfolio oversight department covering all retail banking products. Particular attention will be to ensuring the credit risk strategy is Basel 2 compliantWhat we're looking for: Substantial experience of leading a credit department with a major financial services or banking organisation

About the Offer: c£90K basic salary + excellent package

Contact:..... 0161 234 0392 or christian.shawcross@psdgroup.com

Financial Crime Investigator

1328089607

Compliance & RegulationSecurities & Wholesale BankingFund/Asset Management | Competitive |

A leading Financial Services house that provide a broad range of asset management and investment services to both institutional and individual clients is looking for a Financial Crime Investigator in their International Compliance department based in Edinburgh. With a diverse global client base varying from financial institutions, government agencies and high net worth individuals, they are constantly striving to extend their advanced capabilities.

Your main responsibilities will be:

Overseeing, administering and where appropriate participating in the internal investigation of financial crimes. Including money laundering, criminal and/or terrorist activities / irregularities, and market abuse.
Filing the relevant incident reports with Suspicious Activity Report Control.
Reviewing and investigating transaction monitoring alerts in a timely manner, whilst ensuring full adherence to all processes and controls.
Ensuring adequate records of investigations are maintained.
Raising Suspicious Activity Reports as required following investigations.
Assisting with monitoring the effectiveness of the system and suggesting both systemic and procedural improvements.
Working with the business as required during the investigation process.
Assisting with the logging and investigation of Suspicious Activity Reports.
Assisting with ad-hoc projects as required.
Reviewing and investigating high risk client account activity and logging all investigations and findings.

Ideally you will have previous experience of Financial Crime Compliance within Financial Services, with an understanding of the regulatory requirements surrounding this field. This role presents the opportunity to further your career in a globally renowned firm whose accomplishments have firmly established them at the forefront of investment services. Based in Edinburgh, the position places you optimally to learn in an established department whilst maintaining the independence to voice your opinion and notably contribute to the further growth of the firm as a whole.

To discuss this opportunity and others with Asset Management, please contact Khurram Somra on 02031453380 or at Khurram.somra@bruinfinancial.com.

Fund Administrator

1328002811

Investment Banking/Stockbroking | N/A + | Fund Administrator

Our client, a leading investment management firm, is looking for a fund administrator to join their team in Edinburgh on a temporary basis.

The successful fund administrator candidate will enjoy a varied and exciting role. Responsibilities of which include:
- performing daily NAV related functions
- liaising with the Market Facing areas
- completing monthly trustee reconciliation packs and periodic regulatory reviews
- assisting in the preparation of internal/external reporting requirements and provide support to clients.

The successful candidate for this fund administrator role must have:
- experience within financial services, preferably in retail funds accounting or a pricing environment.
- excellent interpersonal skills
- attention to detail
- a strong understanding of excel

This is an excellent opportunity for a fund administrator to join a leading financial organisation. If you are interested in this fund administrator role, please apply today!
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Data Analyst

1327685502

Investment Banking/Stockbroking | N/A + | Data Analyst

Our client, a leading financial services firm, is seeking a Data Analyst to join their busy team in Edinburgh on a temporary basis.

For this Data Analyst job the ideal candidate will be responsible for:

- accurately and timely input and maintenance of client and standing data
-developing and maintaining integrity reports and applications to ensure consistency
-checking all system reports on a daily basis
- completing allocated data administration related projects and tasks

The ideal candidate for this Data Analyst job will have experience of:

- working within financial services
- good excel experience
- strong analytical and organisational skills
- good attention to detail
- excellent communication skills

This is a fantastic opportunity for a Data Analyst to join one of the UKs leading financial services firms.

If you are interested in this Data Analyst role and meet our clients requirements, please apply today.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Financial Control Manager

1327683555

Investment Banking/Stockbroking | N/A + | Finance Control Manager

Our client, a leading financial services firm, is looking for finance control manager to join their team in Edinburgh on a temporary basis.

The successful finance control manager will enjoy a varied and exciting role. Responsibilities of which include:
- building plan packs to meet the needs of the business
-input and reconciliation of budgets
-maintaining audit trail of changes
-build packs using excel

The successful candidate for this finance control manager role must have:
- experience of working in a controls role within financial services
- be working towards ACCA/CIMA
- excellent excel skills (these will be tested!)
- excellent self organisation
- ability to work with large quantities of data
- good attention to detail
- excellent people skills

This is a fantastic opportunity for an financial control manager to join a well respected financial organisation. If you are interested in this financial control assistant manager role and meet our clients requirements, please apply today!
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Finance Control Assistant Manager

1327682320

Investment Banking/Stockbroking | N/A + | Finance Control Assistant Manager

Our client, a leading financial services firm, is looking for finance control assistant manager to join their team in Edinburgh on a temporary basis.

The successful finance control assistant manager will enjoy a varied and exciting role. Responsibilities of which include:
- building plan packs to meet the needs of the business
-input and reconciliation of budgets
-maintaining audit trail of changes
-build packs using excel

The successful candidate for this accounts receivable role must have:
- experience of working in a controls role within financial services
- be working towards ACCA/CIMA
- excellent excel skills (these will be tested!)
- excellent self organisation
- ability to work with large quantities of data
- good attention to detail
- excellent people skills

This is a fantastic opportunity for an financial control assistant manager to join a well respected financial organisation. If you are interested in this financial control assistant manager role and meet our clients requirements, please apply today!
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Graduate Performance Management Analsyt

1327662702

Investment Banking/Stockbroking | N/A + | Graduate Performance Measurement Analyst

Our client, a leading financial services firm, is seeking a Graduate Performance Measurement Analyst to join their busy team in Edinburgh on a temporary basis.

For this Graduate Performance Measurement Analyst job the ideal candidate will be responsible for:

-client reporting
-marketing
-advertising
-investment process
-manager measurement
-new business pitches

The ideal candidate for this Graduate Performance Measurement Analyst job will:

- be a recent graduate with a relevant degree
-be highly numerate
-have strong PC skills
-good communication skills
-good attention to detail
-be able to work to challenging deadlines

This is a fantastic opportunity for a Graduate Performance Measurement Analyst to join one of the UKs leading financial services firms.

If you are interested in this Graduate role and meet our clients requirements, please apply today.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003

Client Due Diligence analyst

1327595272

Graduate Performance Management Analsyt

1327489105

Head of Compliance

1327489105

Compliance & Regulation | N/A + | Our client, a leading financial services business, is looking to recruit a Head of compliance for their Glasgow office.

As a head of compliance, the successful candidate will be responsible for:

-Leading the team
-Engaging with a number of key stakeholders to ensure an integrated compliance programme
-Ensuring all controls are fit for purpose
-Training and developing the team

For this Head of compliance role, the ideal candidate will have experience of:

-Working in the financial services sector in a similar role
-A thorough understanding on the UK regulatory requirements
-Leading a team
-Balancing the demands of commercial and regulatory risk

This is an fantastic opportunity for a Head of compliance to join a well respected international business.

If this Head of compliance role is of interest then please get in contact with us today.
Randstad Financial & Professional encourage applications from individuals of all ages & backgrounds. Appointment will be made on merit alone but candidates must be able to demonstrate their ability to work in the UK. Randstad Financial & Professional acts as an employment agency for permanent recruitment & an employment business for temporary recruitment as defined by the Conduct of Employment Agencies & Employment Business Regulations 2003